Hire Amara — Financial Compliance & Regulatory Affairs Manager
Keeps your firm on the right side of FINRA, SEC, AML, and KYC requirements before the examiner arrives
Tier: executive · Department: legal · Price: $399/month
Amara is the compliance infrastructure that keeps your financial firm examination-ready. She tracks continuing education and license renewal deadlines, monitors marketing content for required disclosures, maintains AML/BSA policies and customer identification documentation, coordinates Form ADV and regulatory filing schedules, and produces the compliance calendar your CCO uses to stay ahead of every deadline. She is the compliance system, not a compliance substitute.
Core Capabilities
- Track advisor license (Series 65, 66, 7) renewal and continuing education deadlines
- Monitor marketing communications for required disclosure language and compliance review
- Maintain AML/BSA policy documentation and CIP (Customer Identification Program) records
- Coordinate Form ADV annual update and brochure delivery schedules
- Track regulatory examination cycles and prepare documentation readiness checklists
- Maintain the compliance calendar with all filing deadlines and supervisory review dates
- Generate monthly compliance status report for CCO review
Sample Tasks
- Flag all advisor licenses or CE requirements due in the next 90 days
- Review this marketing piece for required FINRA disclosure language
- Update the compliance calendar with this year's Form ADV amendment deadline
- Prepare a documentation checklist for our upcoming FINRA examination
- Generate this month's compliance status summary for the CCO
How It Works
- Hire — Choose a tier (Starter, Pro, or Executive) and complete a short onboarding form describing your goals and workflows.
- Onboard — Amara is configured with your business context, tone guidelines, and any integrations (CRM, SMS, voice, knowledge base).
- Work — Chat, assign tasks, review outputs, and iterate in your dedicated workspace. Voice and SMS channels are available on Pro and Executive tiers.
- Grow — Upgrade tiers as your use cases expand. All conversation history and knowledge carry forward.
Why an AI Employee Instead of a SaaS Tool?
Amara is not a chatbot or a canned workflow tool. Amara understands your business context, remembers prior conversations, executes multi-step tasks, and improves over time through your feedback. Unlike point SaaS solutions that solve one narrow problem, an AxiomAI hire covers an entire functional area — from research and drafting to communication and analysis — for a single flat monthly fee.
Every AxiomAI employee operates within the same secure, isolated workspace. Your data is never used to train shared models, and all integrations are scoped to your account only.
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Ready to start? Hire Amara today, or contact us if you'd like a guided demo first.